Compliance & Risk

Compliance Companies

Recurring filings, monitoring, and audit-ready documentation.

Track recurring compliance obligations across clients with monitoring, filing automation, and audit-ready logs.

Operational pain points we solve

Tracking dozens of recurring filings per client
Audit-ready evidence collection
Multi-jurisdiction obligations
The operating ecosystem

Everything compliance companies need, preconfigured.

ROSSNEXUS.io ships with the modules below already wired together — buy and run.

Pipelines

Stage-by-stage routing tailored to this industry.

  • Assessment
  • Remediation
  • Recurring filings
  • Audit

Client Onboarding

Branded intake and activation workflows.

  • Obligation inventory
  • Jurisdiction mapping
  • Approver setup
  • Monitoring cadence

Staffing

Roles configured for the way this industry operates.

  • Compliance Officer
  • Filer
  • Account Manager
  • Auditor

Automations

Pre-wired triggers and journeys.

  • Filing reminders
  • Deadline escalations
  • Evidence collection
  • Status reports

Billing

Revenue models supported out of the box.

  • Monthly retainer
  • Per-filing
  • Audit project fees

Support

Ticket categories and SLA-ready queues.

  • Question intake
  • Regulator correspondence
  • Evidence requests

Compliance

Frameworks, retention, and audit-friendly logs.

  • SOC, ISO, BOI, state filings
  • Audit logs
  • Access controls

Role-Based Permissions

Personas the platform ships with.

  • Admin
  • Compliance Officer
  • Filer
  • Client
  • Approver
Workforce

W2 employees and 1099 contractors — handled separately, properly.

W-2 Employees

Full employee onboarding

  • · I-9 / W-4 collection and policy acknowledgments
  • · Role-based portal access and reporting hierarchy
  • · Department, manager, and training assignment
  • · Payroll-profile readiness (future payroll integrations)
1099 Contractors

Contractor lifecycle, agreements, payouts

  • · W-9 collection, agreement e-sign, insurance tracking
  • · Engagement-based permissions and time windows
  • · Per-project or commission payout readiness
  • · Compliance credentials with expiration alerts

This industry typically uses both W-2 and 1099 workers.

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