Financial Services
Financial Services
Advisory pipelines, KYC, and recurring reviews.
Run advisory pipelines with KYC intake, recurring reviews, and secure document workflows.
Operational pain points we solve
KYC and document intake
Recurring review cadence
Suitability documentation
The operating ecosystem
Everything financial services need, preconfigured.
ROSSNEXUS.io ships with the modules below already wired together — buy and run.
Pipelines
Stage-by-stage routing tailored to this industry.
- Lead
- KYC
- Plan
- Active
- Annual review
Client Onboarding
Branded intake and activation workflows.
- KYC intake
- Risk assessment
- Plan delivery
- Funding instructions
Staffing
Roles configured for the way this industry operates.
- Advisor
- Paraplanner
- Operations
- Compliance Officer
Automations
Pre-wired triggers and journeys.
- Review reminders
- Document re-requests
- Birthday/life-event triggers
Billing
Revenue models supported out of the box.
- AUM fees (placeholder)
- Flat planning fees
- Subscriptions
Support
Ticket categories and SLA-ready queues.
- Question intake
- Statement help
- Beneficiary updates
Compliance
Frameworks, retention, and audit-friendly logs.
- KYC/AML
- Suitability
- Records retention
Role-Based Permissions
Personas the platform ships with.
- Admin
- Advisor
- Paraplanner
- Compliance
- Client
Workforce
W2 employees and 1099 contractors — handled separately, properly.
W-2 Employees
Full employee onboarding
- · I-9 / W-4 collection and policy acknowledgments
- · Role-based portal access and reporting hierarchy
- · Department, manager, and training assignment
- · Payroll-profile readiness (future payroll integrations)
1099 Contractors
Contractor lifecycle, agreements, payouts
- · W-9 collection, agreement e-sign, insurance tracking
- · Engagement-based permissions and time windows
- · Per-project or commission payout readiness
- · Compliance credentials with expiration alerts
This industry typically uses both W-2 and 1099 workers.
Related industries
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